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Questions and Answers
[ Last Updated 19 June 2007 ]
Short Description
Questions and answers relating to the Review of Financial Products and Providers and Review of Financial Advisors.
Document Table of Contents
Background
Overview of decisions
Financial Advisers – A New Regulatory Framework
Registration of Financial Service Providers
Consumer Dispute Resolution and Redress
Regulation of Non-Bank Deposit-Takers
Trustee Supervisory Model
Institutional Arrangements for Prudential Regulation
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Questions and Answers [121 kB PDF]
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Printed: 24/11/2009