Cabinet Paper: Regulation of Financial Intermediaries

[ Last Updated 19 June 2007 ]

Short Description This paper outlines the final report of the Financial Intermediaries Task Force on the regulation of financial intermediaries in New Zealand, provides a response to the Task Force report, and seeks agreement on a number of Task Force recommendations.

Author Hon Lianne Dalziel, Minister of Commerce

To: The Chair
Cabinet Economic Development Committee

Document Table of Contents

Proposal
Executive Summary
Background
Comment
Co-Regulatory Model
Statutory Regulator
Disclosure
Legislation Would Set a Number of the Standards for Financial Intermediaries
Discipline
Dispute Resolution
Application of the Co-Regulatory Framework
Timeframes
Links to Other Reviews
Financial Implications
Legislative Implications
Regulatory Impact Statement and Business Compliance Cost Statement
Treaty Implications
Human Rights Act and Bill of Rights Act
Publicity
Consultation
Recommendations

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Printed: 24/11/2009