Report to Minister of Commerce

[ Last Updated 5 February 2006 ]

Short Description This report represents the outcomes of Stage One of the Review of Non-Bank Financial Products and Providers (RFPP). It outlines a framework for the review, an assessment of the current regulatory regime against the framework and some initial thinking.

Author Regulatory and Competition Policy Branch

July 2005. Released 6 September 2005.

Document Table of Contents

Executive Summary
Purpose of Report
Analysis
Framework for the Review of Financial Products and Providers
Application of Framework to the Financial Sector and Key Problems Identified
Problem Identification and Directions for Reform: Non-Bank Deposit-Taking Financial Institutions
Problem Identification and Directions for Reform: Securities Offerings and Collective Investment Schemes
Problem Identification and Directions for Reform: Insurance and Superannuation
Areas for Reform that Are Applicable across the Financial Sector
Risks
Progress from Here
Recommended Action
Appendix 1: Current Regulatory Arrangements for Non-Bank Deposit Taking Institutions
Appendix 2: Current Regulatory Regime for Securities Offerings and Collective Investment Schemes
Appendix 3: Existing Insurance Regulatory Regime

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Printed: 11/10/2008