Unlisted & Securities Exchanges
Possible Regulation of Online Securities Trader "Unlisted"
On 15 December 2004 the then Minister of Commerce, the Hon Margaret Wilson gave notice under section 36D of the Securities Markets Act of her intention to declare that the Securities Markets Act applies to Unlisted. Interested parties were invited to comment on this proposal and 25 submissions were received.
On Monday 1 August 2005, Hon Pete Hodgson announced his decision not to regulate the Unlisted securities trading facility at this time. A link to officials' final advice to the Minister recommending that Unlisted not be declared subject to the Securities Markets Act is provided below.
Documents
Decision under the Securities Markets Act in Respect of "Unlisted"
On Monday 1 August 2005, Hon Pete Hodgson announced his decision not to regulate the “Unlisted” securities trading facility at this time. This document presents officials' final advice to the Minister recommending that “Unlisted” not be declared subject t
Media Statements
Media Statements related to the Possible Regulation of Online Securities Trader "Unlisted".
Submissions
Submissions regarding the possible regulation of online securities trader Unlisted.
Draft Guidelines on the Exercise of Securities Markets Act 1988 Declaration Power
Draft Guidelines on the Exercise of Securities Markets Act 1988 Declaration Power
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