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Cabinet Documents
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Overview - Cabinet Paper
A two phased approach to introducing legislation to implement the findings of the reviews of Financial Products and Providers, and Financial Intermediaries.
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Financial Advisers: A New Regulatory Framework - Cabinet Paper
Sets out the definition of financial advisers and the new regulatory framework that will place responsibility on Approved Professional Bodies and the Securities Commission to regulate those who provide financial advice.
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Cabinet Paper: Regulation of Financial Intermediaries
This paper outlines the final report of the Financial Intermediaries Task Force on the regulation of financial intermediaries in New Zealand, provides a response to the Task Force report, and seeks agreement on a number of Task Force recommendations.
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