Cabinet Papers

Regulations under the Securities Amendment Act 2006 and the Securities Markets Amendment Act 2006 [ Published 20 December 2006 ]
Cabinet has agreed to draft regulations to bring the changes to the Securities Act 1978 and the Securities Markets Act 1988 into effect. The Cabinet paper is attached below.

Review of Securities Trading Law: Further Policy Approvals [ Published 29 October 2004 ]
This paper seeks from Cabinet Economic Development Committee further policy approvals relating to the Review of Securities Trading Law.

Review of Securities Trading Law: Substantial Security Holder Disclosure [ Published 24 July 2003 ]
The purpose of this paper is to seek agreement on a number of improvements to the substantial security holder disclosure regime as established by the Securities Markets Act 1988.

Review of Securities Trading Law: Penalties and Remedies [ Published 24 July 2003 ]
This paper proposes a new penalties and remedies regime in relation to securities trading laws.

Review of Securities Trading Law: Insider Trading [ Published 24 July 2003 ]
The purpose of this paper is to seek agreement to the introduction of a new insider trading regime to replace the current regime in the Securities Markets Act 1988.

Review of Securities Trading Law: Overview and Application Issues [ Published 24 July 2003 ]
This paper introduces the review of securities trading law. The review of securities trading law includes the introduction of the Takeovers Code, the Securities Markets and Institutions Bill and the Review of the Securities Act 1978 and other issues.

Review of Securities Trading Law: Investment Advisers [ Published 24 July 2003 ]
This paper seeks to confirm Cabinet's previous agreement in principle to make amendments to the Investment Advisers (Disclosure) Act 1996 ("The Act") (EDC Min (02) 4/5, CAB Min (02) (30/5)).

Review of Securities Trading Law: Market Manipulation [ Published 24 July 2003 ]
This paper seeks agreement to the introduction of new market manipulation provisions as part of securities trading law.