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PDF & documents library

Current business law work
Financial reporting framework
Securities Law review
Fee and levy changes
Financial Markets Conduct Bill
Unlisted
Past work and older topics PDFs
Periodic Disclosure for KiwiSaver Schemes Discussion Document [412 KB PDF]
Discussion Doc Fees & Levy changes for the FMA, XRB, NZ office Companies & involvency and Trustee Services [175 kB PDF]
Questions and Answers on Discussion Document [30 kB PDF]
Cabinet Paper FMA proposed bugte arrangements [157 kB PDF]
Discussion Paper- Disclosure requirements for non-bank deposit takers [295 kB PDF]
Trustees Regulations Cabinet paper [136 kB PDF]
Securities Trustees and Statutory Supervisors Regulations Discussion Paper [180 KB PDF]
Cabinet paper for inclusion of retirement village and approval to introduce the bill [177 kB PDF]
Cabinet Paper for Licensing of Trustees [331 kB PDF]
Regulatory Imopact Statement for Trustees Regulatrions and amendment s to the securities regulations [138 kB PDF]
Regulatory impact statement for the inclusion of retirement village statutory superviosors [83 kB PDF]
Regulatory Impact Statement for the Trustee Licencing regime [121 kB PDF]
Finance Sector regulatory agencies [126 kB PDF]
Power for FMA to exercise an investors right of action [47 kB PDF]
Cabinet paper on Financial Markets Authority and Kiwisaver Governanace and Reporting [164 kB PDF]
Financial Market regulators and kiwisaver bill [162 kB PDF]
Cabinet Paper Securities Disclosure Bill [164 kB PDF]
Amendments to the Securities Regulations 1983 [244 kB PDF]
Finance Comapany Moratoria Securities Regulations Amendments [179 kB PDF]
Financial Market Regualtors and Kiwisaver Bill [164 kB PDF]
Cabinet paper on Financial Markets Authority and Kiwisaver Governanace and Reporting [164 kB PDF]
Kiwisaver Governance and reporting issues [96 kB PDF]
Cabinet Paper Kiwisaver Regulations [96 kB PDF]
Kiwisaver Regulations- regulagtiory Impact Statement and Business Compliance Cost Statement [38 kB PDF]
Chnges to Securities Regulations [166 kB PDF]
Amendments to the Securities Regulations 1983 [244 kB PDF]
Discussion Document Disclosure Requirements for non bank deposit takers [295 kB PDF]
Finance Company Moratoria- Securities Regulations Amendments [179 kB PDF]
Securities Amendment Regulations 2009 [159 kB PDF]
Securities Disclosure and Financial Advisers amendment bill [482 KB PDF]
Local Authorities Exemption from the securities act 1978 discloure regime cabinet paper [62 kB PDF]
ris impact statement.pdf
Draft Securities Mutual Recognition of Securities offerings Australia Regulations 2006 [216 kB PDF]
Text of Agreement between Government Australia & Government of NZ Mutual recognition of Securities offerings [65 kB PDF]
Agrrement between Government of Australia and Government of NZ in Recognition of Securities Offerings [59 kB PDF]
risbccs regulatory impacty statement.pdf
Trans Tasman Mutual Recognition of Offers of securities and Managed Scheme Interests discussion paper [226 kB PDF]
Securities Market Investment advicers and Brokers Amendment regulations 2008 [56 kB PDF]
CFA Society of New Zealand [123 kB PDF]
Kiwibank Limited [332 kB PDF]
OnePath New Zealand Limited [3 MB PDF]
Louis Boulanger Now Limited [117 kB PDF]
Morning Star [183 kB PDF]
New Zealand Funds Management Limited [158 kB PDF]
Consumer New Zealand [52 kb PDF]
PricewaterhouseCoopers [94 kB PDF]
FundSource Limited [269 kB PDF]
New Zealand Council of Trade unions [118 kB PDF]
Fisher Funds Maagement Limited [114 kB PDF]
Saturn Portfolio Management Limited [992 kB PDF]
Tyndall Investment Management New Zealand Limited [138 kB PDF]
Workplace Savings New Zealand [278 kB PDF]
Investment Savings & Insurance Association [547 kB PDF]
Medical Assurance Society [198 kB PDF]
Trustee Corporation Assocaition of New Zealand Inc [18 kB PDF]
Superlife Limited [661 kB PDF]
Interest.co.nz [40 kB PDF]
Forsyth Barr [135 kB PDF]
Mercer [44 kB PDF]
Retirement Commission [106 kB PDF]
Kensington Swan [140 kB PDF]
Super Easy [615 kB PDF]
Gareth Morgan Investments [151 kB PDF]
AON Hewitt [131 kB PDF]
Mary Holm [30 kB PDF]
KPMG [62 kB PDF]
Westpac BT Funds Management [136 kB PDF]
ASB Bank [121 kB PDF]
Trident Research Systems [412 kB PDF]
Perpetual [48 kB PDF]
Tower [1 mB PDF]
Securities Commission [154 kB PDF]
Mike Walker [57 kB PDF]
Securities Amendment Regualtions 2007 [603 kB PDF]
Changes to Securities Regulations [166 kB PDF]
Schemes of arrangement, amalgamations, and Code companies [96 kB PDF]
Cabinet paper 19 October 2009: Auditor Regulation Oversight [133 kB PDF]
Local Authorities Exemption From the Securities Act 1978 Disclosure Regime - Cabinet Paper [62 kB PDF]
Review of Financial Reporting Framework – Primary Issues [288 KB PDF]
Review of Financial Reporting Framework – Secondary Issues [1 MB PDF]
Regulatory Impact Statement (RIS): Review of the Financial Reporting Framework [200KB PDF]
Q and A for financial reporting changes for companies
Cabinet Paper: New Zealand company registration process [1300 kB PDF]
Q and A for financial reporting changes for the charitable sector [69 kB PDF[
Securities Law Review Cabinet Paper [260 kB PDF]
Review of securities Law Cabinet Paper Feb 2011 [483 kB PDF]
Review of Securities Law Regulatory Impact Statement [187 kB PDF]
Review of Securities Law Discussion Document [1625 kB PDF]
Securites Law Review Cabinet paper [260 kB PDF]
Review of Securities LAW
 

PDF & documents library

A folder containing the PDF and other documents linked to within this section of the website.

Current business law work (0)
Financial reporting framework (0)
Financial Markets Conduct Bill (0)
Unlisted (0)
Past work and older topics PDFs (0)
Review of Securities LAW (0)
1
Securities Law review
2
Fee and levy changes
3
Periodic Disclosure for KiwiSaver Schemes Discussion Document [412 KB PDF]
4
Discussion Doc Fees & Levy changes for the FMA, XRB, NZ office Companies & involvency and Trustee Services [175 kB PDF]
5
Questions and Answers on Discussion Document [30 kB PDF]
6
Cabinet Paper FMA proposed bugte arrangements [157 kB PDF]
7
Discussion Paper- Disclosure requirements for non-bank deposit takers [295 kB PDF]
8
Trustees Regulations Cabinet paper [136 kB PDF]
9
Securities Trustees and Statutory Supervisors Regulations Discussion Paper [180 KB PDF]
10
Cabinet paper for inclusion of retirement village and approval to introduce the bill [177 kB PDF]
11
Cabinet Paper for Licensing of Trustees [331 kB PDF]
12
Regulatory Imopact Statement for Trustees Regulatrions and amendment s to the securities regulations [138 kB PDF]
13
Regulatory impact statement for the inclusion of retirement village statutory superviosors [83 kB PDF]
14
Regulatory Impact Statement for the Trustee Licencing regime [121 kB PDF]
15
Finance Sector regulatory agencies [126 kB PDF]
16
Power for FMA to exercise an investors right of action [47 kB PDF]
17
Cabinet paper on Financial Markets Authority and Kiwisaver Governanace and Reporting [164 kB PDF]
18
Financial Market regulators and kiwisaver bill [162 kB PDF]
19
Cabinet Paper Securities Disclosure Bill [164 kB PDF]
20
Amendments to the Securities Regulations 1983 [244 kB PDF]
21
Finance Comapany Moratoria Securities Regulations Amendments [179 kB PDF]
22
Financial Market Regualtors and Kiwisaver Bill [164 kB PDF]
23
Cabinet paper on Financial Markets Authority and Kiwisaver Governanace and Reporting [164 kB PDF]
24
Kiwisaver Governance and reporting issues [96 kB PDF]
25
Cabinet Paper Kiwisaver Regulations [96 kB PDF]
26
Kiwisaver Regulations- regulagtiory Impact Statement and Business Compliance Cost Statement [38 kB PDF]
27
Chnges to Securities Regulations [166 kB PDF]
28
Amendments to the Securities Regulations 1983 [244 kB PDF]
29
Discussion Document Disclosure Requirements for non bank deposit takers [295 kB PDF]
30
Finance Company Moratoria- Securities Regulations Amendments [179 kB PDF]
31
Securities Amendment Regulations 2009 [159 kB PDF]
32
Securities Disclosure and Financial Advisers amendment bill [482 KB PDF]
33
Local Authorities Exemption from the securities act 1978 discloure regime cabinet paper [62 kB PDF]
34
ris impact statement.pdf
35
Draft Securities Mutual Recognition of Securities offerings Australia Regulations 2006 [216 kB PDF]
36
Text of Agreement between Government Australia & Government of NZ Mutual recognition of Securities offerings [65 kB PDF]
37
Agrrement between Government of Australia and Government of NZ in Recognition of Securities Offerings [59 kB PDF]
38
risbccs regulatory impacty statement.pdf
39
Trans Tasman Mutual Recognition of Offers of securities and Managed Scheme Interests discussion paper [226 kB PDF]
40
Securities Market Investment advicers and Brokers Amendment regulations 2008 [56 kB PDF]
41
CFA Society of New Zealand [123 kB PDF]
42
Kiwibank Limited [332 kB PDF]
43
OnePath New Zealand Limited [3 MB PDF]
44
Louis Boulanger Now Limited [117 kB PDF]
45
Morning Star [183 kB PDF]
46
New Zealand Funds Management Limited [158 kB PDF]
47
Consumer New Zealand [52 kb PDF]
48
PricewaterhouseCoopers [94 kB PDF]
49
FundSource Limited [269 kB PDF]
50
New Zealand Council of Trade unions [118 kB PDF]
51
Fisher Funds Maagement Limited [114 kB PDF]
52
Saturn Portfolio Management Limited [992 kB PDF]
53
Tyndall Investment Management New Zealand Limited [138 kB PDF]
54
Workplace Savings New Zealand [278 kB PDF]
55
Investment Savings & Insurance Association [547 kB PDF]
56
Medical Assurance Society [198 kB PDF]
57
Trustee Corporation Assocaition of New Zealand Inc [18 kB PDF]
58
Superlife Limited [661 kB PDF]
59
Interest.co.nz [40 kB PDF]
60
Forsyth Barr [135 kB PDF]
61
Mercer [44 kB PDF]
62
Retirement Commission [106 kB PDF]
63
Kensington Swan [140 kB PDF]
64
Super Easy [615 kB PDF]
65
Gareth Morgan Investments [151 kB PDF]
66
AON Hewitt [131 kB PDF]
67
Mary Holm [30 kB PDF]
68
KPMG [62 kB PDF]
69
Westpac BT Funds Management [136 kB PDF]
70
ASB Bank [121 kB PDF]
71
Trident Research Systems [412 kB PDF]
72
Perpetual [48 kB PDF]
73
Tower [1 mB PDF]
74
Securities Commission [154 kB PDF]
75
Mike Walker [57 kB PDF]
76
Securities Amendment Regualtions 2007 [603 kB PDF]
77
Changes to Securities Regulations [166 kB PDF]
78
Schemes of arrangement, amalgamations, and Code companies [96 kB PDF]
79
Cabinet paper 19 October 2009: Auditor Regulation Oversight [133 kB PDF]
80
Local Authorities Exemption From the Securities Act 1978 Disclosure Regime - Cabinet Paper [62 kB PDF]
81
Review of Financial Reporting Framework – Primary Issues [288 KB PDF]
82
Review of Financial Reporting Framework – Secondary Issues [1 MB PDF]
83
Regulatory Impact Statement (RIS): Review of the Financial Reporting Framework [200KB PDF]
84
Q and A for financial reporting changes for companies
85
Cabinet Paper: New Zealand company registration process [1300 kB PDF]
86
Q and A for financial reporting changes for the charitable sector [69 kB PDF[
87
Securities Law Review Cabinet Paper [260 kB PDF]
88
Review of securities Law Cabinet Paper Feb 2011 [483 kB PDF]
89
Review of Securities Law Regulatory Impact Statement [187 kB PDF]
90
Review of Securities Law Discussion Document [1625 kB PDF]
91
Securites Law Review Cabinet paper [260 kB PDF]
Last updated 2 May 2012